招贤纳士

Responsibilities & Duties

• Responding to compliance enquiries
• Performing regular monitoring to ensure that standards are adhered
• Maintaining and reviewing policies and procedures to ensure compliance with the CySec and FSA rules and regulations
• Monitoring and reporting on employees’ adherence to client policies and procedures, including by carrying out periodic compliance audits
• Reviewing new regulations applicable to investment firms and identifying potential compliance risks
• Developing compliance training materials and performing ongoing compliance training to employees
• Examining, evaluating and responding promptly to client grievances.
• Assessing the effectiveness of our client’s compliance program and advising on measures to reduce compliance risk

Requirements

• Bachelor’s degree in Law
• Excellent command of the English language, both verbal and written
• Team spirit, excellent problem-solving ability and willing to study and develop
• 3-5 years’ experience within the financial services sector will be considered as an advantage
• Experience in dealing will be considered as an advantage